Opportunity Information: Apply for DE FOA 0001645
The SBIR/STTR FY 2017 Phase II Release 1 funding opportunity (DE-FOA-0001645) is a Department of Energy Office of Science grant program designed specifically for small businesses that have already completed a related Phase I effort under the earlier FY 2016 SBIR/STTR Phase I Release 1 solicitation (DE-FOA-0001366). In plain terms, this Phase II call is the next step after Phase I: it funds the heavier research and development work needed to meet DOE technical objectives that were defined in the original topic and subtopic from the Phase I announcement. Because it is explicitly described as supplemental to the Phase I FOA, applicants are expected to treat the Phase I solicitation as the baseline source of general rules, definitions, and program structure, with this Phase II release providing the Phase II-specific pathway, timing, and award expectations.
The core purpose of an Initial Phase II award here is to move beyond early feasibility results and into substantive R and D that closes the remaining technical gaps and proves the technology at a much more convincing level. The DOE frames Phase II as the stage where a small business should be executing a focused development plan that advances performance, reliability, manufacturability, scalability, integration, and/or validation, depending on the technical area. The intent is not just to publish results, but to arrive at a tangible outcome that materially reduces risk for real-world adoption. In many cases, the DOE expects Phase II projects to yield a prototype, a product candidate, or a working process that can be demonstrated in a credible way to a potential investor or customer. That customer could be in the private market or within government, including the DOE itself, which underscores that the program is meant to bridge federal R and D priorities with commercial and operational deployment.
From a funding and competitiveness standpoint, the opportunity is categorized as a discretionary grant in the Science and Technology and other Research and Development activity area, listed under CFDA 81.049. The award ceiling is stated as up to $1,000,000 per award, which sets the maximum federal support anticipated for an individual Phase II project under this release. The DOE projected approximately 78 awards, indicating a relatively large cohort for a Phase II round, though actual selection would still depend on the quality of applications, alignment to DOE objectives, and available appropriations. The solicitation was created on October 24, 2016, with an original closing date of December 13, 2016, making it a time-bound Phase II competition rather than an open, continuously accepting program.
Eligibility is limited to small businesses, consistent with SBIR/STTR requirements and the program goal of strengthening innovation capacity in the small-business sector. The administering organization is the Department of Energy, Office of Science. Taken together, the announcement communicates a very specific expectation: Phase II funding is meant to be used to execute the next, more demanding stage of development that directly responds to DOE-defined objectives from Phase I topics, while also pushing the company toward a position where it can credibly pursue commercialization right after the grant. The end state the DOE is signaling is a demonstration-ready technology with a clear line of sight to investors and customers, rather than an exploratory research effort without an adoption pathway.Apply for DE FOA 0001645
- The Department of Energy - Office of Science, Office of Science in the science and technology and other research and development sector is offering a public funding opportunity titled "SBIR/STTR FY 2017 Phase II Release 1" and is now available to receive applicants.
- Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 81.049.
- This funding opportunity was created on Oct 24, 2016.
- Applicants must submit their applications by Dec 13, 2016. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
- Each selected applicant is eligible to receive up to $1,000,000.00 in funding.
- The number of recipients for this funding is limited to 78 candidate(s).
- Eligible applicants include: Small businesses.
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FAQs: DOE Office of Science SBIR/STTR FY 2017 Phase II Release 1 (DE-FOA-0001645)
What is DE-FOA-0001645?
DE-FOA-0001645 is the Department of Energy (DOE) Office of Science SBIR/STTR FY 2017 Phase II Release 1 funding opportunity. It is a discretionary grant program under the SBIR/STTR framework intended to support small businesses moving from Phase I results into more substantial research and development (R&D) work in Phase II.
Who is this Phase II opportunity intended for?
This opportunity is designed specifically for small businesses that have already completed a related Phase I effort under the earlier FY 2016 SBIR/STTR Phase I Release 1 solicitation (DE-FOA-0001366). In other words, it is positioned as the next step after Phase I for qualifying companies.
Do applicants need to have participated in the FY 2016 Phase I Release 1 solicitation?
Yes. The Phase II Release 1 call is described as supplemental to the FY 2016 Phase I Release 1 solicitation (DE-FOA-0001366) and is intended for companies that completed a related Phase I effort under that earlier FOA.
What is the main goal of an Initial Phase II award under this release?
The core purpose is to move beyond early feasibility work and into substantive R&D that closes remaining technical gaps and proves the technology at a more convincing level. The emphasis is on a focused development plan that materially reduces risk for real-world adoption.
How does DOE describe what Phase II work should focus on?
DOE frames Phase II as the stage where a small business advances performance, reliability, manufacturability, scalability, integration, and/or validation, depending on the technical area. The work is expected to directly meet DOE technical objectives that were defined in the original Phase I topic and subtopic.
Is this Phase II opportunity considered a standalone solicitation?
Not entirely. The announcement states that this Phase II release is supplemental to the Phase I FOA, and applicants are expected to treat the Phase I solicitation as the baseline source for general rules, definitions, and program structure. This Phase II release provides the Phase II-specific pathway, timing, and award expectations.
What types of outcomes does DOE expect from Phase II projects?
DOE signals that Phase II should result in tangible outcomes that reduce technical and adoption risk. In many cases, DOE expects projects to yield a prototype, a product candidate, or a working process that can be demonstrated credibly to a potential investor or customer.
Is the intent of Phase II mainly to publish research results?
No. While research results are part of R&D, the intent described here is to arrive at a tangible, demonstration-ready outcome that supports real-world adoption and a credible path to commercialization, rather than purely exploratory work without an adoption pathway.
How is commercialization positioned in this Phase II opportunity?
The program is described as bridging federal R&D priorities with commercial and operational deployment. DOE indicates that Phase II should push the company toward being able to credibly pursue commercialization right after the grant, with a clear line of sight to investors and customers.
Who might be the "customer" for a Phase II technology?
The customer could be in the private market or within government. The description explicitly notes that this can include DOE itself, reinforcing the idea that the technology should be relevant to DOE objectives and capable of real-world deployment.
What is the maximum award amount for this Phase II release?
The award ceiling is stated as up to $1,000,000 per award, which is the maximum federal support anticipated for an individual Phase II project under this release.
How many awards did DOE expect to make?
DOE projected approximately 78 awards for this Phase II round, indicating a relatively large cohort. Actual selections would still depend on application quality, alignment with DOE objectives, and available appropriations.
What is the funding mechanism and category for this opportunity?
This opportunity is categorized as a discretionary grant in the Science and Technology and other Research and Development activity area.
What CFDA number is associated with this opportunity?
The opportunity is listed under CFDA 81.049.
Who is the administering organization for this program?
The administering organization is the Department of Energy (DOE), Office of Science.
What are the key dates mentioned for this solicitation?
The solicitation was created on October 24, 2016, and the original closing date was December 13, 2016. This indicates it was a time-bound Phase II competition rather than an open, continuously accepting program.
What technical topics should a Phase II application respond to?
The Phase II work is expected to respond to DOE-defined technical objectives that were established in the original Phase I topic and subtopic from the FY 2016 Phase I Release 1 announcement.
How should applicants use the Phase I FOA when preparing a Phase II application?
Applicants are expected to treat the Phase I solicitation as the baseline source of general rules, definitions, and program structure, while using this Phase II release for Phase II-specific pathway details, timing, and award expectations.
What does DOE mean by "closing remaining technical gaps" in Phase II?
Based on the description, DOE expects Phase II to address the unresolved technical issues left after early feasibility work, and to perform the heavier development needed to prove the technology at a more convincing level, including aspects like reliability, scalability, and validation as relevant.
What does "demonstration-ready" imply in the context of this opportunity?
It implies the project should produce a credible demonstration of the technology, such as a prototype, product candidate, or working process, that can be shown to potential investors or customers and that materially reduces perceived risk for adoption.
Who is eligible to apply?
Eligibility is limited to small businesses, consistent with SBIR/STTR requirements and the program goal of strengthening innovation capacity in the small-business sector.
Is this opportunity focused on early-stage feasibility studies?
No. The opportunity explicitly positions Phase II as the stage after feasibility, funding the heavier R&D work needed to meet DOE technical objectives and move toward adoption and commercialization.
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